SFC Licences of MORITA Sergio Takeo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Peak Capital Limited | RE | 4 | 23 November 2020 | 12 April 2023 |
Peak Capital Limited | RE | 1 | 23 November 2020 | 12 April 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 4 | 20 June 2018 | 31 October 2019 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 1 | 20 June 2018 | 31 October 2019 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 03 April 2018 | 20 June 2018 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 03 April 2018 | 20 June 2018 |
Merrill Lynch Far East Limited | RE | 2 | 02 April 2013 | 01 March 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 April 2013 | 01 March 2014 |
Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 02 April 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 July 2009 | 02 April 2012 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 29 July 2009 | 20 August 2010 |