SFC Licences of YAN Tak Ming 甄德明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 21 January 2021 | 16 June 2023 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 21 January 2021 | 16 June 2023 |
Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 | RE | 1 | 24 March 2015 | 21 November 2016 |
IAM Legacy Limited 星安傳承有限公司 | RE | 4 | 18 June 2010 | 07 September 2012 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 29 July 2009 | 29 March 2010 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 29 July 2009 | 29 March 2010 |