SFC Licences of YAN Tak Ming 甄德明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 4 21 January 2021 16 June 2023
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 21 January 2021 16 June 2023
Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 RE 1 24 March 2015 21 November 2016
IAM Legacy Limited 星安傳承有限公司 RE 4 18 June 2010 07 September 2012
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 29 July 2009 29 March 2010
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 29 July 2009 29 March 2010