SFC Licences of HO Kwok Wai 何國威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 20 January 2011 | 13 June 2013 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 27 July 2010 | 13 June 2013 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 27 July 2010 | 13 June 2013 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 28 July 2009 | 19 June 2010 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 28 July 2009 | 19 June 2010 |