SFC Licences of ANANTHARAM Vishweshwar
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 16 September 2021 | 01 February 2023 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 15 September 2021 | 01 February 2023 |
Capula Investment Management Asia Limited | RE | 9 | 30 December 2020 | 05 July 2021 |
Capula Investment Management Asia Limited | RE | 1 | 30 December 2020 | 05 July 2021 |
Vanhau Asset Management Limited | RO | 5 | 07 January 2019 | 02 September 2020 |
Vanhau Asset Management Limited | RO | 4 | 07 January 2019 | 02 September 2020 |
Vanhau Asset Management Limited | RO | 9 | 19 December 2016 | 02 September 2020 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 20 August 2009 | 29 June 2016 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 20 August 2009 | 29 June 2016 |