SFC Licences of KAN Simon Kiu Dick 簡僑迪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 | RE | 2 | 03 May 2010 | 28 February 2013 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 1 | 10 August 2009 | 26 April 2013 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 1 | 10 August 2009 | 30 September 2011 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 31 July 2009 | 03 August 2009 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 31 July 2009 | 03 August 2009 |