SFC Licences of XU Nan 徐楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 21 June 2019 | 18 August 2020 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 03 December 2014 | 13 April 2018 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 23 November 2010 | 02 September 2014 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 4 | 29 July 2009 | 16 October 2010 |