SFC Licences of LI Man Wui 李文滙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 | RE | 9 | 27 September 2012 | 12 June 2015 |
Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 | RE | 1 | 27 September 2012 | 12 June 2015 |
Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 | RE | 1 | 17 March 2010 | 03 September 2012 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 30 July 2009 | 15 March 2010 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 30 July 2009 | 15 March 2010 |