SFC Licences of KWONG King Lok 鄺境樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Marco Polo Pure Asset Management Limited	RO	9	14 March 2022
Marco Polo Pure Asset Management Limited	RO	4	14 March 2022
Marco Polo Pure Asset Management Limited	RE	9	01 November 2017	14 March 2022
Marco Polo Pure Asset Management Limited	RE	4	01 November 2017	14 March 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	29 June 2012	16 June 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	2	29 June 2012	16 June 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	29 June 2012	16 June 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	9	29 June 2012	31 August 2014
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	2	10 September 2010	08 October 2011
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	1	10 September 2010	08 October 2011
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	13 April 2010	07 September 2010
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	04 August 2009	12 September 2009
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	04 August 2009	12 September 2009