SFC Licences of KORNBERG Benjamin Mikael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICAP Securities Hong Kong Limited | RE | 2 | 01 October 2018 | 12 December 2019 |
ICAP Securities Hong Kong Limited | RE | 1 | 01 October 2018 | 12 December 2019 |
ICAP Securities Hong Kong Limited | RE | 2 | 04 January 2016 | 30 September 2018 |
ICAP Securities Hong Kong Limited | RE | 1 | 04 January 2016 | 30 September 2018 |
Vantage Capital Markets HK Limited | RE | 2 | 11 April 2012 | 11 November 2015 |
Vantage Capital Markets HK Limited | RE | 1 | 11 April 2012 | 11 November 2015 |
De Riva Asia Limited | RE | 2 | 07 April 2011 | 23 March 2012 |
De Riva Asia Limited | RE | 1 | 17 February 2011 | 23 March 2012 |
GFI (HK) Securities L.L.C. | RE | 1 | 04 August 2009 | 05 February 2011 |