SFC Licences of CHEUNG Joanna Wai Sze 張慧施
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SoFi Securities (Hong Kong) Limited | RE | 1 | 23 March 2012 | 25 September 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 03 August 2009 | 17 July 2010 |