SFC Licences of KIM Aki 金亞紀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| De Riva Asia Limited | RE | 2 | 14 March 2011 | 01 July 2011 |
| De Riva Asia Limited | RE | 1 | 14 March 2011 | 01 July 2011 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 27 September 2010 | 16 February 2011 |
| Macquarie Asia Securities Limited | RE | 2 | 27 September 2010 | 16 February 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 August 2009 | 10 September 2009 |
| Merrill Lynch Far East Limited | RE | 1 | 10 August 2009 | 10 September 2009 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 10 August 2009 | 10 September 2009 |