SFC Licences of TSUI Yan Tung 徐欣彤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Qian Long Assets Management Company Limited 乾隆資產管理有限公司 | RO | 9 | 31 August 2016 | 02 December 2022 |
| Qian Long Assets Management Company Limited 乾隆資產管理有限公司 | RO | 4 | 31 August 2016 | 02 December 2022 |
| Qian Long Assets Management Company Limited 乾隆資產管理有限公司 | RE | 9 | 01 August 2016 | 31 August 2016 |
| Qian Long Assets Management Company Limited 乾隆資產管理有限公司 | RE | 4 | 01 August 2016 | 31 August 2016 |
| LST Capital Partners Limited | RO | 9 | 08 April 2016 | 16 June 2016 |
| LST Capital Partners Limited | RE | 9 | 22 December 2014 | 08 April 2016 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 21 January 2011 | 06 December 2014 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 04 August 2009 | 06 December 2014 |