SFC Licences of KWAN Hin Sing 關顯聲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 18 March 2015
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 14 January 2013
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 14 January 2013
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 14 January 2013
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 15 October 2010 15 December 2012
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 03 August 2009 15 December 2012
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 03 August 2009 15 December 2012