SFC Licences of LEE Sze Wai, Daisy 李思慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 21 April 2011 11 August 2011
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 21 April 2011 11 August 2011
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 13 January 2011 14 February 2011
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 13 January 2011 14 February 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 04 August 2009 02 December 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 04 August 2009 02 December 2010