SFC Licences of LEE Sze Wai, Daisy 李思慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 21 April 2011 | 11 August 2011 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 21 April 2011 | 11 August 2011 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 13 January 2011 | 14 February 2011 |
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 13 January 2011 | 14 February 2011 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 04 August 2009 | 02 December 2010 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 04 August 2009 | 02 December 2010 |