SFC Licences of KOO Tak Sang 谷德生

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司
RO 1 05 July 2019 04 February 2021
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司
RO 2 05 July 2019 04 February 2021
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司
RE 2 13 November 2017 05 July 2019
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司
RE 1 13 November 2017 05 July 2019
Yue Xiu Futures Company Limited 越秀期貨有限公司
RE 2 22 September 2017 27 October 2017
Yue Xiu Securities Company Limited 越秀証券有限公司
RE 1 22 September 2017 27 October 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 09 January 2015 04 July 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 09 January 2015 04 July 2017
Fulbright Futures Limited 富昌期貨有限公司
RE 2 10 March 2010 27 March 2014
Fulbright Securities Limited 富昌證券有限公司
RE 1 27 August 2009 27 March 2014