SFC Licences of KOO Tak Sang 谷德生
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 | RO | 2 | 05 July 2019 | 04 February 2021 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RO | 1 | 05 July 2019 | 04 February 2021 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 | RE | 2 | 13 November 2017 | 05 July 2019 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 13 November 2017 | 05 July 2019 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 | RE | 2 | 22 September 2017 | 27 October 2017 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 22 September 2017 | 27 October 2017 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 09 January 2015 | 04 July 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 09 January 2015 | 04 July 2017 |
| Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 10 March 2010 | 27 March 2014 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 27 August 2009 | 27 March 2014 |