SFC Licences of HAO Jimmy Hsien Yi 郝先奕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
LGT Capital Partners (Asia-Pacific) Limited | RE | 9 | 03 September 2018 | |
LGT Capital Partners (Asia-Pacific) Limited | RE | 4 | 03 September 2018 | |
LGT Capital Partners (Asia-Pacific) Limited | RE | 1 | 03 September 2018 | |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 August 2009 | 30 September 2010 |
Merrill Lynch Far East Limited | RE | 6 | 10 August 2009 | 30 September 2010 |
Merrill Lynch Far East Limited | RE | 4 | 10 August 2009 | 30 September 2010 |
Merrill Lynch Far East Limited | RE | 1 | 10 August 2009 | 30 September 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 10 August 2009 | 30 September 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 10 August 2009 | 30 September 2010 |