SFC Licences of LI Zhongxia 李仲夏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 | RE | 6 | 02 January 2014 | 09 June 2014 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 | RE | 1 | 02 January 2014 | 09 June 2014 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 02 January 2014 | 09 June 2014 |
| Merrill Lynch Far East Limited | RE | 6 | 14 February 2011 | 26 October 2013 |
| Merrill Lynch Far East Limited | RE | 4 | 14 February 2011 | 26 October 2013 |
| Merrill Lynch Far East Limited | RE | 1 | 14 February 2011 | 26 October 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 14 February 2011 | 26 October 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 14 February 2011 | 26 October 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 February 2011 | 26 October 2013 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 07 August 2009 | 22 January 2011 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 07 August 2009 | 22 January 2011 |