SFC Licences of LIANG Hao 梁昊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RO 4 24 July 2019 21 July 2022
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RO 9 20 July 2018 21 July 2022
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RO 1 22 November 2016 21 July 2022
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 9 24 May 2016 20 July 2018
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 24 May 2016 11 May 2018
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 24 May 2016 22 November 2016
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 9 17 January 2014 06 May 2016
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 2 13 January 2010 06 May 2016
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 04 September 2009 06 May 2016