SFC Licences of YU Wei 郁威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fitch (Hong Kong) Limited 惠譽國際評級有限公司 | RE | 10 | 28 November 2016 | 03 April 2023 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 12 August 2015 | 21 October 2016 |
UBS Securities Asia Limited | RE | 4 | 11 August 2009 | 11 June 2015 |