SFC Licences of LAU Cho Yiu 劉佐堯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 21 May 2012 | 01 April 2017 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 21 May 2012 | 01 April 2017 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 12 April 2011 | 20 November 2011 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 12 April 2011 | 20 November 2011 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 06 August 2009 | 21 March 2011 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 06 August 2009 | 21 March 2011 |