SFC Licences of FENG Yun 馮贇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | 6 | 05 May 2020 | 29 December 2023 |
| UBS Securities Hong Kong Limited | RE | 6 | 16 March 2018 | 05 May 2020 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 13 October 2015 | 30 October 2017 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 13 October 2015 | 30 October 2017 |
| Merrill Lynch Far East Limited | RE | 6 | 17 August 2009 | 02 July 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 August 2009 | 02 July 2015 |
| Merrill Lynch Far East Limited | RE | 4 | 17 August 2009 | 02 July 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 August 2009 | 02 July 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 17 August 2009 | 02 July 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 17 August 2009 | 02 July 2015 |