SFC Licences of NG Yik Yin 吳奕賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Linkways Investment Management Limited 嶺利投資管理有限公司 RO 4 19 March 2024
Linkways Investment Management Limited 嶺利投資管理有限公司 RO 1 19 March 2024
Linkways Asset Management Limited 嶺利資產管理有限公司 RO 9 19 March 2024
Linkways Investment Management Limited 嶺利投資管理有限公司 RE 4 16 February 2024 19 March 2024
Linkways Investment Management Limited 嶺利投資管理有限公司 RE 1 16 February 2024 19 March 2024
Linkways Asset Management Limited 嶺利資產管理有限公司 RE 9 16 February 2024 19 March 2024
Linkways Investment Management Limited 嶺利投資管理有限公司 RE 2 16 February 2024
MFG Limited 峰滙金融集團有限公司 RE 9 17 August 2018 30 September 2023
MFG Limited 峰滙金融集團有限公司 RE 5 17 August 2018 30 September 2023
MFG Limited 峰滙金融集團有限公司 RE 4 17 August 2018 30 September 2023
MFG Limited 峰滙金融集團有限公司 RE 2 16 April 2018 30 September 2023
MFG Limited 峰滙金融集團有限公司 RE 1 16 April 2018 30 September 2023
BOCI Securities Limited 中銀國際證券有限公司 RE 2 30 May 2014 06 April 2018
BOCI Securities Limited 中銀國際證券有限公司 RE 1 30 May 2014 06 April 2018
BOCI Securities Limited 中銀國際證券有限公司 RE 3 30 May 2014 26 November 2014
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 23 September 2011 27 March 2014
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 23 September 2011 27 March 2014
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 23 September 2011 27 March 2014
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 16 October 2009 09 September 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 10 August 2009 09 September 2011
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 10 August 2009 09 September 2011