SFC Licences of CHEN Jake Jian Zhou
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ABCI Asset Management Limited 農銀國際資産管理有限公司 | RE | 4 | 29 April 2019 | |
| ABCI Asset Management Limited 農銀國際資産管理有限公司 | RE | 9 | 08 April 2019 | |
| SC Lowy Asset Management (HK) Limited | RE | 9 | 04 September 2017 | 09 October 2018 |
| SC Lowy Financial (HK) Limited | RE | 1 | 04 September 2017 | 09 October 2018 |
| CCB International Securities Limited 建銀國際證券有限公司 | RO | 4 | 03 July 2017 | 26 July 2017 |
| CCB International Securities Limited 建銀國際證券有限公司 | RO | 1 | 03 July 2017 | 26 July 2017 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 21 September 2015 | 03 July 2017 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 21 September 2015 | 03 July 2017 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 03 January 2011 | 28 July 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 August 2009 | 13 July 2010 |