SFC Licences of GUAN Yan 關言
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 | RO | 6 | 19 September 2017 | 09 September 2021 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 | RE | 6 | 16 March 2017 | 19 September 2017 |
| Fortune Financial Capital Limited 富強金融資本有限公司 | RE | 6 | 05 April 2016 | 12 October 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 17 August 2009 | 27 November 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 August 2009 | 27 November 2013 |