SFC Licences of CHAN Cheuk Nam, Stanley 陳卓男
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 | RE | 9 | 11 March 2021 | 31 December 2021 |
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 | RE | 4 | 11 March 2021 | 31 December 2021 |
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 | RE | 1 | 06 January 2020 | 31 December 2021 |
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 | RO | 9 | 16 October 2019 | 11 March 2021 |
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 | RO | 4 | 16 October 2019 | 11 March 2021 |
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 | RE | 9 | 26 September 2019 | 16 October 2019 |
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 | RE | 4 | 26 September 2019 | 16 October 2019 |
Win Harvest Asset Management Limited 豐嬴資產管理有限公司 | RO | 9 | 09 August 2017 | 27 June 2019 |
Win Harvest Asset Management Limited 豐嬴資產管理有限公司 | RE | 4 | 01 December 2016 | 27 June 2019 |
Win Harvest Asset Management Limited 豐嬴資產管理有限公司 | RE | 9 | 01 December 2016 | 09 August 2017 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 12 August 2009 | 26 April 2011 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 12 August 2009 | 26 April 2011 |