SFC Licences of LI Yilu 李伊呂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | 6 | 02 September 2021 | |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 02 September 2021 |
| UBS Securities Hong Kong Limited | RE | 6 | 27 January 2016 | 18 December 2016 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 14 January 2014 | 18 December 2015 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 14 January 2014 | 18 December 2015 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 13 January 2012 | 23 May 2013 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 January 2012 | 23 May 2013 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 January 2012 | 23 May 2013 |
| Merrill Lynch Far East Limited | RE | 4 | 14 August 2009 | 02 December 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 August 2009 | 02 December 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 14 August 2009 | 02 December 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 14 August 2009 | 02 December 2010 |
| Merrill Lynch Far East Limited | RE | 1 | 14 August 2009 | 02 December 2010 |
| Merrill Lynch Far East Limited | RE | 6 | 14 August 2009 | 02 December 2010 |