SFC Licences of SURUGA Hideki

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RO 6 10 November 2011 16 June 2012
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RO 4 31 December 2010 16 June 2012
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RO 2 31 December 2010 16 June 2012
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RO 1 31 December 2010 16 June 2012
MUSHK Limited RO 5 09 April 2010 28 February 2011
MUSHK Limited RO 2 09 April 2010 28 February 2011
MUSHK Limited RO 4 16 October 2009 28 February 2011
MUSHK Limited RO 1 16 October 2009 28 February 2011
MUSHK Limited RE 1 17 August 2009 16 October 2009
MUSHK Limited RE 4 17 August 2009 16 October 2009