SFC Licences of SURUGA Hideki
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RO | 6 | 10 November 2011 | 16 June 2012 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RO | 4 | 31 December 2010 | 16 June 2012 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RO | 2 | 31 December 2010 | 16 June 2012 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RO | 1 | 31 December 2010 | 16 June 2012 |
MUSHK Limited | RO | 5 | 09 April 2010 | 28 February 2011 |
MUSHK Limited | RO | 2 | 09 April 2010 | 28 February 2011 |
MUSHK Limited | RO | 4 | 16 October 2009 | 28 February 2011 |
MUSHK Limited | RO | 1 | 16 October 2009 | 28 February 2011 |
MUSHK Limited | RE | 1 | 17 August 2009 | 16 October 2009 |
MUSHK Limited | RE | 4 | 17 August 2009 | 16 October 2009 |