SFC Licences of CHEN Hsiao Yi 陳孝儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RO | 9 | 07 June 2021 | |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 9 | 01 August 2018 | 07 June 2021 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 4 | 14 January 2011 | |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 14 January 2011 | |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 | RE | 1 | 23 September 2009 | 01 January 2011 |