SFC Licences of YAU Tsun Pui 邱俊培
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 17 August 2010 | 01 November 2011 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 10 June 2010 | 12 August 2010 |
| orientiert XYZ Securities Limited | RE | 4 | 04 September 2009 | 13 May 2010 |