SFC Licences of TAM Yin Ming, Cecilia 譚燕明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Sunrise Capital Limited 華升資本有限公司 RO 6 05 December 2023
China Sunrise Capital Limited 華升資本有限公司 RE 6 01 December 2023 05 December 2023
Elstone Capital Limited 千里碩融資有限公司 RO 6 29 April 2022 20 November 2023
Pulun International Capital Limited 普倫國際融資有限公司 RO 6 09 March 2020 30 November 2021
Pulun International Capital Limited 普倫國際融資有限公司 RE 1 09 January 2020 03 March 2021
Pulun International Capital Limited 普倫國際融資有限公司 RE 6 09 January 2020 09 March 2020
RHB Capital Hong Kong Limited 興業金融融資有限公司 RO 6 30 May 2018 07 January 2020
RHB Capital Hong Kong Limited 興業金融融資有限公司 RE 1 30 May 2018 07 January 2020
RHB Capital Hong Kong Limited 興業金融融資有限公司 RE 6 10 May 2018 30 May 2018
Quam Capital Limited 華富建業企業融資有限公司 RO 6 10 September 2015 22 April 2018
Quam Capital Limited 華富建業企業融資有限公司 RE 6 23 November 2010 10 September 2015
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 RE 6 11 September 2009 06 November 2010
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 RE 4 11 September 2009 06 November 2010
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 RE 1 11 September 2009 06 November 2010