SFC Licences of LEE Yuen See Tracy 李婉詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 9 | 20 August 2009 | 18 December 2010 |
Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 5 | 20 August 2009 | 18 December 2010 |
Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 4 | 20 August 2009 | 18 December 2010 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 20 August 2009 | 18 December 2010 |
Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 9 | 20 August 2009 | 18 December 2010 |
Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 4 | 20 August 2009 | 18 December 2010 |
Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 1 | 20 August 2009 | 18 December 2010 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 20 August 2009 | 18 December 2010 |