SFC Licences of CAO Jin 曹進
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GLP HK Investment Management Limited 普洛斯香港投資管理有限公司 | RE | 9 | 22 November 2023 | |
| GLP HK Investment Management Limited 普洛斯香港投資管理有限公司 | RE | 4 | 22 November 2023 | |
| GLP HK Investment Management Limited 普洛斯香港投資管理有限公司 | RE | 1 | 22 November 2023 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 17 August 2009 | 04 June 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 August 2009 | 04 June 2015 |