SFC Licences of WANG Xinying 王馨瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 9 | 24 August 2017 | 31 January 2020 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 24 August 2017 | 31 January 2020 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 24 August 2017 | 31 January 2020 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 11 June 2012 | 15 August 2014 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 04 May 2012 | 15 August 2014 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 04 May 2012 | 15 August 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 15 November 2011 | 05 March 2012 |
| Merrill Lynch Far East Limited | RE | 2 | 03 August 2011 | 05 March 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 June 2010 | 05 March 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 27 August 2009 | 20 May 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 27 August 2009 | 20 May 2010 |