SFC Licences of LI Jia 李嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 21 June 2018 | 04 February 2020 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 21 June 2018 | 04 February 2020 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 6 | 11 November 2015 | 30 June 2016 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 11 November 2015 | 30 June 2016 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 11 November 2015 | 30 June 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 17 August 2009 | 31 August 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 August 2009 | 31 August 2015 |