SFC Licences of SUN Di 孫迪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 18 May 2011 | 18 May 2012 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 9 | 16 November 2010 | 15 February 2011 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 9 | 21 September 2009 | 15 February 2011 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 9 | 21 September 2009 | 15 February 2011 |