SFC Licences of LAW Ting Pong 羅定邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Athena Wealth Management Limited 智富財富管理有限公司 | RE | 4 | 31 March 2023 | |
Athena Wealth Management Limited 智富財富管理有限公司 | RO | 9 | 17 July 2017 | |
Athena Wealth Management Limited 智富財富管理有限公司 | RO | 1 | 17 July 2017 | |
Athena Wealth Management Limited 智富財富管理有限公司 | RE | 9 | 18 March 2013 | 17 July 2017 |
Athena Wealth Management Limited 智富財富管理有限公司 | RE | 1 | 18 March 2013 | 17 July 2017 |
Athena Wealth Management Limited 智富財富管理有限公司 | RE | 9 | 16 August 2012 | 07 January 2013 |
Athena Wealth Management Limited 智富財富管理有限公司 | RE | 1 | 16 August 2012 | 07 January 2013 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 16 October 2009 | 01 July 2012 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 19 August 2009 | 01 July 2012 |