SFC Licences of NIAMATALI Gordon Yerxis
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 14 November 2018 | 13 February 2019 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 30 April 2012 | 27 June 2013 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 30 April 2012 | 27 June 2013 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 04 November 2011 | 13 November 2011 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 16 July 2010 | 23 July 2010 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 01 April 2010 | 10 April 2010 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 25 August 2009 | 30 August 2009 |