SFC Licences of CHEN Jie 陳洁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 18 August 2021 | 12 January 2023 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 18 August 2021 | 12 January 2023 |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 31 May 2021 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 18 December 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 21 August 2009 | 13 May 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 21 August 2009 | 13 May 2011 |