SFC Licences of SU Alice Jia 蘇佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 6 | 24 November 2017 | 23 August 2019 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 24 November 2017 | 23 August 2019 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 24 November 2017 | 23 August 2019 |
| Merrill Lynch Far East Limited | RO | 6 | 25 August 2015 | 28 September 2016 |
| Merrill Lynch Far East Limited | RO | 4 | 25 August 2015 | 28 September 2016 |
| Merrill Lynch Far East Limited | RO | 1 | 25 August 2015 | 28 September 2016 |
| Merrill Lynch (Asia Pacific) Limited | RO | 6 | 25 August 2015 | 28 September 2016 |
| Merrill Lynch (Asia Pacific) Limited | RO | 4 | 25 August 2015 | 28 September 2016 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 25 August 2015 | 28 September 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 24 August 2009 | 25 August 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 24 August 2009 | 25 August 2015 |
| Merrill Lynch Far East Limited | RE | 6 | 24 August 2009 | 25 August 2015 |
| Merrill Lynch Far East Limited | RE | 4 | 24 August 2009 | 25 August 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 24 August 2009 | 25 August 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 24 August 2009 | 25 August 2015 |