SFC Licences of SCOTT Christopher
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Derivatives Hong Kong Limited | RO | 2 | 22 August 2013 | 25 June 2016 |
UBS Securities Asia Limited | RE | 2 | 27 November 2012 | 25 June 2016 |
UBS Securities Hong Kong Limited | RE | 1 | 27 November 2012 | 25 June 2016 |
UBS Derivatives Hong Kong Limited | RE | 2 | 27 November 2012 | 22 August 2013 |
UBS Securities Asia Limited | RE | 1 | 16 September 2009 | 25 June 2016 |