SFC Licences of SU Wen 蘇文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 9 | 15 August 2014 | 10 May 2016 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 4 | 15 August 2014 | 10 May 2016 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 1 | 15 August 2014 | 10 May 2016 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 28 November 2012 | 12 July 2014 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 9 | 03 August 2012 | 12 July 2014 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 03 August 2012 | 12 July 2014 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 03 August 2012 | 12 July 2014 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 29 August 2011 | 11 October 2011 |
| HSBC Structured Funds (Asia) Limited | RE | 4 | 25 August 2009 | 28 March 2011 |