SFC Licences of TIAN Kuankuan 田寬寬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 6 01 June 2010 10 January 2012
Merrill Lynch Far East Limited RE 4 01 June 2010 10 January 2012
Merrill Lynch Far East Limited RE 1 01 June 2010 10 January 2012
Merrill Lynch (Asia Pacific) Limited RE 6 01 June 2010 10 January 2012
Merrill Lynch (Asia Pacific) Limited RE 4 01 June 2010 10 January 2012
Merrill Lynch (Asia Pacific) Limited RE 1 01 June 2010 10 January 2012
Merrill Lynch (Asia Pacific) Limited RE 1 25 August 2009 29 April 2010
Merrill Lynch (Asia Pacific) Limited RE 4 25 August 2009 29 April 2010
Merrill Lynch (Asia Pacific) Limited RE 6 25 August 2009 29 April 2010
Merrill Lynch Far East Limited RE 1 25 August 2009 29 April 2010
Merrill Lynch Far East Limited RE 4 25 August 2009 29 April 2010
Merrill Lynch Far East Limited RE 6 25 August 2009 29 April 2010