SFC Licences of PAU Tien Sum, Esme 鮑天琛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 19 April 2022 04 December 2023
Quam Securities Limited 華富建業證券有限公司 RO 4 27 October 2020 03 April 2022
Quam Securities Limited 華富建業證券有限公司 RE 4 14 December 2018 27 October 2020
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 07 December 2015 30 June 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 4 01 February 2012 05 October 2015
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 26 August 2009 02 July 2010