SFC Licences of PAU Tien Sum, Esme 鮑天琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 19 April 2022 | 04 December 2023 |
Quam Securities Limited 華富建業證券有限公司 | RO | 4 | 27 October 2020 | 03 April 2022 |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 14 December 2018 | 27 October 2020 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 07 December 2015 | 30 June 2016 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 01 February 2012 | 05 October 2015 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 26 August 2009 | 02 July 2010 |