SFC Licences of WU Qiong 吳穹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Passage Investment Management Limited 靜遠投資管理有限公司 | RE | 9 | 14 November 2018 | 15 March 2019 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 11 June 2010 | 30 June 2012 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 11 June 2010 | 30 June 2012 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 11 June 2010 | 30 June 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 31 August 2009 | 04 May 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 31 August 2009 | 04 May 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 31 August 2009 | 04 May 2010 |