SFC Licences of WU Qiong 吳穹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Passage Investment Management Limited 靜遠投資管理有限公司 RE 9 14 November 2018 15 March 2019
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 11 June 2010 30 June 2012
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 4 11 June 2010 30 June 2012
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 11 June 2010 30 June 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 31 August 2009 04 May 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 31 August 2009 04 May 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 31 August 2009 04 May 2010