SFC Licences of ZENG Zhujun 曾竹君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
S&P Global Ratings Hong Kong Limited | RE | 10 | 08 November 2017 | 29 May 2019 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 24 December 2009 | 19 October 2012 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 02 September 2009 | 24 November 2009 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 02 September 2009 | 24 November 2009 |