SFC Licences of CHEN Yi Chin 陳怡青
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 9 | 18 June 2020 | |
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 4 | 18 June 2020 | |
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 1 | 18 June 2020 | |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 13 November 2017 | 24 November 2017 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 13 November 2017 | 24 November 2017 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 13 November 2017 | 24 November 2017 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 13 November 2017 | 24 November 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 September 2009 | 22 October 2011 |