SFC licenceholder ATQ890 WU Shanshan 伍珊珊

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 01 April 2020

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 19 December 2016
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE [1] (Dealing in Securities), [7] (Providing Automated Trading Services) 19 December 2016
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 09 July 2012 07 September 2016
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE [4] (Advising on Securities) 09 July 2012 22 March 2016
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE [7] (Providing Automated Trading Services) 09 July 2012 06 March 2013
UBS Securities Hong Kong Limited RE [7] (Providing Automated Trading Services) 25 November 2011 05 May 2012
UBS Securities Hong Kong Limited RE [1] (Dealing in Securities) 07 September 2009 05 May 2012
UBS Securities Asia Limited RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 07 September 2009 05 May 2012