SFC Licences of WU Shanshan 伍珊珊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RO	4	06 June 2022
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RO	1	06 June 2022
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	4	08 November 2021	06 June 2022
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	1	18 October 2021	06 June 2022
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	7	19 December 2016	16 July 2021
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	19 December 2016	16 July 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	19 December 2016	16 July 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	19 December 2016	16 July 2021
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	2	09 July 2012	07 September 2016
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	09 July 2012	07 September 2016
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	4	09 July 2012	22 March 2016
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	7	09 July 2012	06 March 2013
UBS Securities Hong Kong Limited	RE	7	25 November 2011	05 May 2012
UBS Securities Asia Limited	RE	1	07 September 2009	05 May 2012
UBS Securities Asia Limited	RE	2	07 September 2009	05 May 2012
UBS Securities Hong Kong Limited	RE	1	07 September 2009	05 May 2012