SFC Licences of YAN Weiying, Grace
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 | RE | 1 | 11 June 2014 | 22 March 2017 |
| Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 | RE | 9 | 11 June 2014 | |
| Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 | RE | 4 | 11 June 2014 | |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 9 | 01 September 2009 | 10 December 2013 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 01 September 2009 | 10 December 2013 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 01 September 2009 | 10 December 2013 |