SFC Licences of CHOI Hok Sum 蔡學琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 13 September 2010 | 10 January 2012 |
Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 4 | 28 September 2009 | 28 March 2010 |
Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 28 September 2009 | 28 March 2010 |
Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 28 September 2009 | 28 March 2010 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 28 September 2009 | 28 March 2010 |