SFC Licences of CHOI Hok Sum 蔡學琛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 13 September 2010 10 January 2012
Emperor Wealth Management Limited 英皇財富管理有限公司 RE 4 28 September 2009 28 March 2010
Emperor Wealth Management Limited 英皇財富管理有限公司 RE 1 28 September 2009 28 March 2010
Emperor Securities Limited 英皇證券有限公司 RE 4 28 September 2009 28 March 2010
Emperor Securities Limited 英皇證券有限公司 RE 1 28 September 2009 28 March 2010