SFC Licences of TONG Man Sang 湯文生

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 RO 9 08 April 2019
JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 RO 4 08 April 2019
JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 RO 1 08 April 2019
JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 RE 9 03 April 2019 08 April 2019
JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 RE 4 03 April 2019 08 April 2019
JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 RE 1 03 April 2019 08 April 2019
Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 RO 9 28 September 2018 01 April 2019
Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 RO 4 28 September 2018 01 April 2019
Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 RO 1 02 January 2018 01 April 2019
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 10 October 2014 19 November 2017
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 25 September 2013 19 March 2014
Fulbright Securities Limited 富昌證券有限公司 RE 1 06 January 2011 31 January 2013
Fulbright Futures Limited 富昌期貨有限公司 RE 2 06 January 2011 31 December 2011
Realink Financial Trade Limited 滙信理財有限公司 RE 2 29 September 2009 21 December 2010
Realink Financial Trade Limited 滙信理財有限公司 RE 1 29 September 2009 21 December 2010